Legal & Compliance
Licensed and Regulated to Safeguard Investments
Regulatory Information
Mount Pelion Capital is regulated by the Cyprus Securities and Exchange Commission (CySEC) under license number
Only professional and well-informed investors can access the fund.
Our risk-first approach at Mount Pelion Capital ensures thorough due diligence on exchanges, while we partner with industry-leading banks and custodians like Bank Frick AG of Liechtenstein.
Most of our portfolio is stored in cold storage, greatly reducing exposure to exchange-related risks. Bank Frick is recognized for its top-tier security, ranked as one of the top five crypto custodians for professional investors in a recent report by the Swiss 21e6 Capital Crypto Fund Database.
Based in Liechtenstein, Bank Frick is one of Europe’s pioneers of the regulated blockchain banking sector.
Disclaimer
Past performance is not indicative of future performance and should not be considered a reliable guide to future results. The value of investments, including income or capital entitlements, can fluctuate and may decrease as well as increase, and is not guaranteed. As a result, investors may not recoup the full amount originally invested.
Investments may be affected by inflation, where returns below the rate of inflation can erode the real value of an investment over time. Changes in economic conditions, political environments, or regulatory frameworks can substantially and adversely affect the value of investments, and therefore the performance of the Fund.
The digital asset markets, such as cryptocurrencies, have historically exhibited extreme volatility, often unrelated to the underlying operating performance of specific assets. These broad market fluctuations may negatively impact the market value of assets held by the Fund. There can be no guarantee that the Fund will achieve its investment objectives or generate the returns anticipated.
Tax laws and regulations, including relief levels, can change, and any such changes could impact the value of the Fund’s investments or its ability to provide returns to its investors. Changes in the tax status of the Fund could also adversely affect returns.
Investments in the Fund are suitable only for investors who are capable of evaluating the associated merits and risks, and who have sufficient resources to bear the potential losses, which may equal the full amount invested. As such, investments should be considered long-term in nature, complementary to a broader portfolio of financial assets, and should not represent a dominant part of an investment portfolio.
SFDR Disclosures
Statements made in accordance with Articles 3, 4, and 5 of Regulation (EU) 2019/2088 of the European Parliament and of the Council of 27 November 2019 on sustainability‐related disclosures in the financial services sector (“SFDR”).
Integration of Sustainability Risks in Investment Decision-Making (Article 3 of SFDR)
A sustainability risk is defined as an environmental, social, or governance (“ESG”) event or condition that, if it occurs, could cause an actual or potential material negative impact on the value of an investment.
Mount Pelion Capital AIFLNP V.C.I.C. Ltd (“Mount Pelion Capital”) recognizes that ESG-related risks may impact its portfolio and investment performance. While the Fund currently does not promote environmental or social characteristics, the potential materiality of sustainability risks is considered as part of the broader risk management framework in the investment selection and ongoing monitoring process, where relevant.
Given the evolving ESG regulatory landscape and data availability challenges, Mount Pelion Capital continues to assess the practicality and proportionality of integrating sustainability risks in a more formalized and quantifiable manner.
No Consideration of Principal Adverse Impacts (Article 4 of SFDR)
“Principal Adverse Impacts” (“PAIs”) refer to material negative effects of investment decisions on sustainability factors, such as environmental, social, and employee matters, respect for human rights, and anti-corruption and anti-bribery issues.
Mount Pelion Capital does not currently consider the principal adverse impacts of investment decisions on sustainability factors, in accordance with Article 4(1)(b) of the SFDR. This decision has been taken due to the limited availability, reliability, and standardization of ESG data across asset classes relevant to the Fund’s investment strategy.
The Fund’s strategy does not currently regard sustainability factors as material to its investment objectives. This position is subject to ongoing review and may be reassessed should data quality improve and ESG factors become more integral to the investment strategy in the future.
Remuneration Policy and Sustainability Risks (Article 5 of SFDR)
Mount Pelion Capital’s remuneration framework is aligned with sound risk management practices and does not encourage excessive risk-taking with respect to sustainability risks.
The policy is consistent with the integration of sustainability considerations, where applicable, and seeks to ensure that staff are not incentivized to overlook potential ESG-related risks in the course of their duties. Mount Pelion Capital promotes professional integrity and accountability and will continue to evaluate how sustainability-linked performance and training may be reflected in performance reviews and incentive structures, in proportion to the Fund’s regulatory obligations and strategic objectives.